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39th Annual FIA Law and Compliance Conference Homepage

The FIA Law & Compliance Division presents the 39th Annual Law & Compliance Conference on the Regulation of Futures, Derivatives and OTC Products (L&C 2017), May 3-5 in Washington, DC. This conference delivers sessions from leading experts tailored for all skill levels on a diverse range of regulatory developments and their practical implications; professional development opportunities; and numerous networking and other social activities.

May 3-5, 2017

IT’S A NEW DAY. KNOW THE RULES. More than 800 legal and compliance professionals gather each year to learn about the legal and regulatory issues impacting the derivatives industry and to identify best practices and practical considerations for developing effective compliance strategies.


Through March 24, 2017
Through April 10, 2017




  $695 $745  
  L&C Division Member FIA Member  
  $945 $230  
  Non-Member Government  
all registration rates

The L&C 2017 program taps into key regulators and leading experts to breakdown the key issues and developments of the day. Designed for legal, compliance or internal auditing professionals, the PROGRAM will cover recent legal and regulatory precedents affecting the futures, options and centrally cleared derivatives markets. CFTC officials and other regulators will provide clarifications and insights on key rules and requirements. EARN CLE CREDITS and get up to speed on topics like:

  • Basel Bank Capital Rules
  • European Regulations and Brexit
  • New U.S. Administration Impact
  • Enforcement Updates
  • Bankruptcy and Customer Protection
  • Automated Trading and Regulation AT
  • End-User Compliance
  • Aggregation and Position Limits
  • Cross-Border Rules

Build your company’s name recognition and enhance its reputation within the futures and derivatives industry by EXHIBITING or SPONSORING at L&C 2017.

The FIA LAW & COMPLIANCE DIVISION monitors legal and regulatory developments affecting the futures and derivatives industry, assisting FIA in providing information to help relevant regulators and courts make decisions that affect the futures and cleared swaps community. The division discusses issues with U.S. and International regulators and exchanges and prepares comment letters, position papers, and court briefs when appropriate. More than 600 industry professionals are members of the division and take part in regularly scheduled events and webinars in addition to the annual conference. LEARN MORE and JOIN!

The OMNI SHOREHAM has played host to presidents, world leaders and inaugural balls, making it a true Washington landmark. Special room rates are available through April 10, 2017. The FIA room block does sell out, so make sure to BOOK YOUR ROOM early!





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