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39th Annual FIA Law and Compliance Conference Homepage

The FIA Law & Compliance Division brought together more than 800 professionals for the 39th Annual Law & Compliance Conference on the Regulation of Futures, Derivatives and OTC Products (L&C 2017), last May 3-5 in Washington, DC. Leading experts shared their insights on a diverse range of regulatory developments and their practical implications. The conference also provided professional development opportunities and numerous networking and other social activities. Save the date for 2018's conference: 

May 2-4, 2018



L&C 2017

The L&C 2017 program taps into key regulators and leading experts to breakdown the key issues and developments of the day. Designed for legal, compliance or internal auditing professionals, the PROGRAM will cover recent legal and regulatory precedents affecting the futures, options and centrally cleared derivatives markets. CFTC officials and other regulators will provide clarifications and insights on key rules and requirements. EARN CLE CREDITS and get up to speed on topics like:

  • Basel Bank Capital Rules
  • European Regulations and Brexit
  • New U.S. Administration Impact
  • Enforcement Updates
  • Bankruptcy and Customer Protection
  • Automated Trading and Regulation AT
  • End-User Compliance
  • Aggregation and Position Limits
  • Cross-Border Rules

Build your company’s name recognition and enhance its reputation within the futures and derivatives industry by EXHIBITING or SPONSORING at L&C 2017.

The FIA LAW & COMPLIANCE DIVISION monitors legal and regulatory developments affecting the futures and derivatives industry, assisting FIA in providing information to help relevant regulators and courts make decisions that affect the futures and cleared swaps community. The division discusses issues with U.S. and International regulators and exchanges and prepares comment letters, position papers, and court briefs when appropriate. More than 600 industry professionals are members of the division and take part in regularly scheduled events and webinars in addition to the annual conference. LEARN MORE and JOIN!

The OMNI SHOREHAM has played host to presidents, world leaders and inaugural balls, making it a true Washington landmark. The FIA room block has sold out over the conference dates. If you still need a room, check out these nearby HOTEL OPTIONS.





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